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Internet Engineering Task Force (IETF) D. McGrew Request for Comments: 7251 Cisco Systems Category: Informational D. Bailey ISSN: 2070-1721 Ruhr-University Bochum M. Campagna R. Dugal Certicom Corp. June 2014 AES-CCM Elliptic Curve Cryptography (ECC) Cipher Suites for TLS Abstract This memo describes the use of the Advanced Encryption Standard (AES) in the Counter and CBC-MAC Mode (CCM) of operation within Transport Layer Security (TLS) to provide confidentiality and data-origin authentication. The AES-CCM algorithm is amenable to compact implementations, making it suitable for constrained environments, while at the same time providing a high level of security. The cipher suites defined in this document use Elliptic Curve Cryptography (ECC) and are advantageous in networks with limited bandwidth. Status of This Memo This document is not an Internet Standards Track specification; it is published for informational purposes. This document is a product of the Internet Engineering Task Force (IETF). It represents the consensus of the IETF community. It has received public review and has been approved for publication by the Internet Engineering Steering Group (IESG). Not all documents approved by the IESG are a candidate for any level of Internet Standard; see Section 2 of RFC 5741. Information about the current status of this document, any errata, and how to provide feedback on it may be obtained at http://www.rfc-editor.org/info/rfc7251. McGrew, et al. Informational [Page 1]
RFC 7251 AES-CCM ECC TLS June 2014 Copyright Notice Copyright (c) 2014 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents (http://trustee.ietf.org/license-info) in effect on the date of publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3 1.1. Conventions Used in This Document . . . . . . . . . . . . 3 2. ECC-Based AES-CCM Cipher Suites . . . . . . . . . . . . . . . 3 2.1. AEAD Algorithms . . . . . . . . . . . . . . . . . . . . . 5 2.2. Requirements on Curves and Hashes . . . . . . . . . . . . 5 3. TLS Versions . . . . . . . . . . . . . . . . . . . . . . . . 5 4. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 6 5. Security Considerations . . . . . . . . . . . . . . . . . . . 6 5.1. Perfect Forward Secrecy . . . . . . . . . . . . . . . . . 6 5.2. Counter Reuse . . . . . . . . . . . . . . . . . . . . . . 6 5.3. Hardware Security Modules . . . . . . . . . . . . . . . . 6 6. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 6 7. References . . . . . . . . . . . . . . . . . . . . . . . . . 7 7.1. Normative References . . . . . . . . . . . . . . . . . . 7 7.2. Informative References . . . . . . . . . . . . . . . . . 8 Appendix A. Recommended Curves and Algorithms . . . . . . . . . 9 McGrew, et al. Informational [Page 2]
RFC 7251 AES-CCM ECC TLS June 2014 1. Introduction This document describes the use of Advanced Encryption Standard (AES) [AES] in Counter with CBC-MAC Mode (CCM) [CCM] in several TLS cipher suites. AES-CCM provides both authentication and confidentiality (encryption and decryption) and uses as its only primitive the AES encrypt block cipher operation. This makes it amenable to compact implementations, which are advantageous in constrained environments. Of course, adoption outside of constrained environments is necessary to enable interoperability, such as that between web clients and embedded servers, or between embedded clients and web servers. The use of AES-CCM has been specified for the IPsec Encapsulating Security Payload (ESP) [RFC4309] and 802.15.4 wireless networks [IEEE802154]. Authenticated encryption, in addition to providing confidentiality for the plaintext that is encrypted, provides a way to check its integrity and authenticity. Authenticated Encryption with Associated Data, or AEAD [RFC5116], adds the ability to check the integrity and authenticity of some associated data that is not encrypted. This memo utilizes the AEAD facility within TLS 1.2 [RFC5246] and the AES- CCM-based AEAD algorithms defined in [RFC5116] and [RFC6655]. All of these algorithms use AES-CCM; some have shorter authentication tags and are therefore more suitable for use across networks in which bandwidth is constrained and message sizes may be small. The cipher suites defined in this document use Ephemeral Elliptic Curve Diffie-Hellman (ECDHE) as their key establishment mechanism; these cipher suites can be used with DTLS [RFC6347]. 1.1. Conventions Used in This Document The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. 2. ECC-Based AES-CCM Cipher Suites The cipher suites defined in this document are based on the AES-CCM Authenticated Encryption with Associated Data (AEAD) algorithms AEAD_AES_128_CCM and AEAD_AES_256_CCM described in [RFC5116]. The following cipher suites are defined: CipherSuite TLS_ECDHE_ECDSA_WITH_AES_128_CCM = {0xC0,0xAC} CipherSuite TLS_ECDHE_ECDSA_WITH_AES_256_CCM = {0xC0,0xAD} CipherSuite TLS_ECDHE_ECDSA_WITH_AES_128_CCM_8 = {0xC0,0xAE} CipherSuite TLS_ECDHE_ECDSA_WITH_AES_256_CCM_8 = {0xC0,0xAF} McGrew, et al. Informational [Page 3]
RFC 7251 AES-CCM ECC TLS June 2014 These cipher suites make use of the AEAD capability in TLS 1.2 [RFC5246]. Note that each of these AEAD algorithms uses AES-CCM. Cipher suites ending with "8" use eight-octet authentication tags; the other cipher suites have 16-octet authentication tags. The HMAC truncation option described in Section 7 of [RFC6066] (which negotiates the "truncated_hmac" TLS extension) does not have an effect on the cipher suites defined in this note, because they do not use HMAC to protect TLS records. The "nonce" input to the AEAD algorithm is as defined in [RFC6655]. In DTLS, the 64-bit seq_num field is the 16-bit DTLS epoch field concatenated with the 48-bit sequence_number field. The epoch and sequence_number appear in the DTLS record layer. This construction allows the internal counter to be 32 bits long, which is a convenient size for use with CCM. These cipher suites make use of the default TLS 1.2 Pseudorandom Function (PRF), which uses HMAC with the SHA-256 hash function. The ECDHE_ECDSA key exchange is performed as defined in [RFC4492], with the following additional stipulations: o Curves with a cofactor equal to one SHOULD be used; this simplifies their use. o The uncompressed point format MUST be supported. Other point formats MAY be used. o The client SHOULD offer the elliptic_curves extension, and the server SHOULD expect to receive it. o The client MAY offer the ec_point_formats extension, but the server need not expect to receive it. o Fundamental ECC algorithms [RFC6090] MAY be used as an implementation method. o If the server uses a certificate, then the requirements in RFC 4492 apply: "The server's certificate MUST contain an ECDSA- capable public key and be signed with ECDSA." Guidance on acceptable choices of hashes and curves that can be used with each cipher suite is detailed in Section 2.2. The Signature Algorithms extension (Section 7.4.1.4.1 of [RFC5246]) SHOULD be used to indicate support of those signature and hash algorithms. If a client certificate is used, the same criteria SHOULD apply to it. McGrew, et al. Informational [Page 4]
RFC 7251 AES-CCM ECC TLS June 2014 Implementations of these cipher suites will interoperate with [RFC4492] but can be more compact than a full implementation of that RFC. 2.1. AEAD Algorithms The following AEAD algorithms are used: AEAD_AES_128_CCM is used in the TLS_ECDHE_ECDSA_WITH_AES_128_CCM cipher suite, AEAD_AES_256_CCM is used in the TLS_ECDHE_ECDSA_WITH_AES_256_CCM cipher suite, AEAD_AES_128_CCM_8 is used in the TLS_ECDHE_ECDSA_WITH_AES_128_CCM_8 cipher suite, and AEAD_AES_256_CCM_8 is used in the TLS_ECDHE_ECDSA_WITH_AES_256_CCM_8 cipher suite. 2.2. Requirements on Curves and Hashes Implementations SHOULD select elliptic curves and hash functions so that AES-128 is used with a curve and a hash function supporting a 128-bit security level, and AES-256 is used with a curve and a hash function supporting a 192-bit or 256-bit security level. More detailed guidance on cryptographic parameter selection is given in [SP800-57] (see especially Tables 2 and 3). Appendix A describes suitable curves and hash functions that are widely available. 3. TLS Versions These cipher suites make use of the authenticated encryption with additional data defined in TLS 1.2 [RFC5288]. They MUST NOT be negotiated in older versions of TLS. Clients MUST NOT offer these cipher suites if they do not offer TLS 1.2 or later. Servers that select an earlier version of TLS MUST NOT select one of these cipher suites. Earlier versions do not have support for AEAD; for instance, the TLSCiphertext structure does not have the "aead" option in TLS 1.1. Because TLS has no way for the client to indicate that it supports TLS 1.2 but not earlier versions, a non-compliant server might potentially negotiate TLS 1.1 or earlier and select one of the cipher suites in this document. Clients MUST check the TLS version and generate a fatal "illegal_parameter" alert if they detect an incorrect version. McGrew, et al. Informational [Page 5]
RFC 7251 AES-CCM ECC TLS June 2014 4. IANA Considerations IANA has assigned the values for the cipher suites defined in Section 2 from the "TLS Cipher Suite Registry". The DTLS-OK column has been marked as "Y" for each of these algorithms. 5. Security Considerations 5.1. Perfect Forward Secrecy The perfect forward secrecy properties of ephemeral Diffie-Hellman cipher suites are discussed in the security analysis of [RFC5246]. This analysis applies to the ECDHE cipher suites. 5.2. Counter Reuse AES-CCM security requires that the counter never be reused. The IV construction in Section 2 is designed to prevent counter reuse. 5.3. Hardware Security Modules A cipher suite can be implemented in such a way that the secret keys and private keys are stored inside a Hardware Security Module (HSM), and the cryptographic operations involving those keys are performed by the HSM on data provided by an application interacting with the HSM through an interface such as that defined by the Cryptographic Token Interface Standard [PKCS11]. When an AEAD cipher suite, such as those in this note, are implemented in this way, special handling of the nonce is required. This is because the "salt" part of the nonce is set to the client_write_IV or server_write_IV, which is a function of the TLS master secret. Another potential issue with the Cryptographic Token Interface Standard is that the use of the DecryptUpdate function is not possible with the CCM decrypt operation or the decrypt operation of any other authenticated encryption method. This is because the DecryptUpdate requires that post-decryption plaintext be returned before the authentication check is completed. 6. Acknowledgements This document borrows heavily from [RFC5288]. Thanks are due to Robert Cragie for his great help in making this work complete, correct, and useful, and to Peter Dettman for his review. Thanks also to Mike StJohns for pointing out the HSM issues. This document is motivated by the considerations raised in the Zigbee Smart Energy 2.0 working group. McGrew, et al. Informational [Page 6]
RFC 7251 AES-CCM ECC TLS June 2014 7. References 7.1. Normative References [AES] National Institute of Standards and Technology, "Specification for the Advanced Encryption Standard (AES)", FIPS 197, November 2001. [CCM] National Institute of Standards and Technology, "Recommendation for Block Cipher Modes of Operation: The CCM Mode for Authentication and Confidentiality", SP 800-38C, May 2004. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC4492] Blake-Wilson, S., Bolyard, N., Gupta, V., Hawk, C., and B. Moeller, "Elliptic Curve Cryptography (ECC) Cipher Suites for Transport Layer Security (TLS)", RFC 4492, May 2006. [RFC5116] McGrew, D., "An Interface and Algorithms for Authenticated Encryption", RFC 5116, January 2008. [RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.2", RFC 5246, August 2008. [RFC5288] Salowey, J., Choudhury, A., and D. McGrew, "AES Galois Counter Mode (GCM) Cipher Suites for TLS", RFC 5288, August 2008. [RFC5639] Lochter, M. and J. Merkle, "Elliptic Curve Cryptography (ECC) Brainpool Standard Curves and Curve Generation", RFC 5639, March 2010. [RFC6066] Eastlake, D., "Transport Layer Security (TLS) Extensions: Extension Definitions", RFC 6066, January 2011. [RFC6090] McGrew, D., Igoe, K., and M. Salter, "Fundamental Elliptic Curve Cryptography Algorithms", RFC 6090, February 2011. [RFC6347] Rescorla, E. and N. Modadugu, "Datagram Transport Layer Security Version 1.2", RFC 6347, January 2012. [RFC6655] McGrew, D. and D. Bailey, "AES-CCM Cipher Suites for Transport Layer Security (TLS)", RFC 6655, July 2012. McGrew, et al. Informational [Page 7]
RFC 7251 AES-CCM ECC TLS June 2014 [SP800-57] National Institute of Standards and Technology, "Recommendation for Key Management - Part 1: General (Revision 3)", SP 800-57 Part 1, July 2012. 7.2. Informative References [IEEE802154] IEEE, "Wireless Personal Area Networks", IEEE Standard 802.15.4-2006, 2006. [PKCS11] RSA Laboratories, "PKCS #11: Cryptographic Token Interface Standard version 2.20", Public Key Cryptography Standards PKCS#11-v2.20, 2004. [RFC4309] Housley, R., "Using Advanced Encryption Standard (AES) CCM Mode with IPsec Encapsulating Security Payload (ESP)", RFC 4309, December 2005. McGrew, et al. Informational [Page 8]
RFC 7251 AES-CCM ECC TLS June 2014 Appendix A. Recommended Curves and Algorithms This memo does not mandate any particular elliptic curves or cryptographic algorithms, for the sake of flexibility. However, since the main motivation for the AES-CCM-ECC cipher suites is their suitability for constrained environments, it is valuable to identify a particular suitable set of curves and algorithms. This appendix identifies a set of elliptic curves and cryptographic algorithms that meet the requirements of this note and that are widely supported and believed to be secure. The curves and hash algorithms recommended for each cipher suite are: An implementation that includes either TLS_ECDHE_ECDSA_WITH_AES_128_CCM or TLS_ECDHE_ECDSA_WITH_AES_128_CCM_8 SHOULD support the secp256r1 curve and the SHA-256 hash function. An implementation that includes either TLS_ECDHE_ECDSA_WITH_AES_256_CCM or TLS_ECDHE_ECDSA_WITH_AES_256_CCM_8 SHOULD support the secp384r1 curve and the SHA-384 hash function, and MAY support the secp521r1 curve and the SHA-512 hash function. More information about the secp256r1, secp384r1, and secp521r1 curves is available in Appendix A of [RFC4492]. It is not necessary to implement the above curves and hash functions in order to conform to this specification. Other elliptic curves, such as the Brainpool curves [RFC5639], for example, meet the criteria laid out in this memo. McGrew, et al. Informational [Page 9]
RFC 7251 AES-CCM ECC TLS June 2014 Authors' Addresses David McGrew Cisco Systems 13600 Dulles Technology Drive Herndon, VA 20171 USA EMail: mcgrew@cisco.com Daniel V. Bailey Ruhr-University Bochum Universitatsstr. 150 44801 Bochum Germany EMail: danbailey@sth.rub.de Matthew Campagna Certicom Corp. 5520 Explorer Drive #400 Mississauga, Ontario L4W 5L1 Canada EMail: mcampagna@gmail.com Robert Dugal Certicom Corp. 4701 Tahoe Blvd., Building A Mississauga, Ontario L4W 0B5 Canada EMail: rdugal@certicom.com McGrew, et al. Informational [Page 10]