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Network Working Group J. Case
Request for Comments: 1441 SNMP Research, Inc.
K. McCloghrie
Hughes LAN Systems
M. Rose
Dover Beach Consulting, Inc.
S. Waldbusser
Carnegie Mellon University
April 1993
Introduction to version 2 of the
Internet-standard Network Management Framework
Status of this Memo
This RFC specifes an IAB standards track protocol for the
Internet community, and requests discussion and suggestions
for improvements. Please refer to the current edition of the
"IAB Official Protocol Standards" for the standardization
state and status of this protocol. Distribution of this memo
is unlimited.
Table of Contents
1 Introduction .......................................... 2
2 Components of the SNMPv2 Framework .................... 3
2.1 Structure of Management Information ................. 3
2.2 Textual Conventions ................................. 4
2.3 Protocol Operations ................................. 4
2.4 Transport Mappings .................................. 4
2.5 Protocol Instrumentation ............................ 5
2.6 Administrative Framework ............................ 5
2.7 Conformance Statements .............................. 5
3 Acknowledgements ...................................... 7
4 References ............................................ 11
5 Security Considerations ............................... 13
6 Authors' Addresses .................................... 13
Case, McCloghrie, Rose & Waldbusser [Page 1]
RFC 1441 Introduction to SNMPv2 April 1993 1. Introduction The purpose of this document is to provide an overview of version 2 of the Internet-standard Network Management Framework, termed the SNMP version 2 framework (SNMPv2). This framework is derived from the original Internet-standard Network Management Framework (SNMPv1), which consists of these three documents: RFC 1155 [1] which defines the Structure of Management Information (SMI), the mechanisms used for describing and naming objects for the purpose of management. RFC 1212 [2] which defines a more concise description mechanism, which is wholly consistent with the SMI. RFC 1157 [3] which defines the Simple Network Management Protocol (SNMP), the protocol used for network access to managed objects. For information on coexistence between SNMPv1 and SNMPv2, consult [4]. Case, McCloghrie, Rose & Waldbusser [Page 2]
RFC 1441 Introduction to SNMPv2 April 1993 2. Components of the SNMPv2 Framework A network management system contains: several (potentially many) nodes, each with a processing entity, termed an agent, which has access to management instrumentation; at least one management station; and, a management protocol, used to convey management information between the agents and management stations. Operations of the protocol are carried out under an administrative framework which defines both authentication and authorization policies. Network management stations execute management applications which monitor and control network elements. Network elements are devices such as hosts, routers, terminal servers, etc., which are monitored and controlled through access to their management information. 2.1. Structure of Management Information Management information is viewed as a collection of managed objects, residing in a virtual information store, termed the Management Information Base (MIB). Collections of related objects are defined in MIB modules. These modules are written using a subset of OSI's Abstract Syntax Notation One (ASN.1) [5]. It is the purpose of the Structure of Management Information for SNMPv2 document [6] to define that subset. The SMI is divided into three parts: module definitions, object definitions, and, trap definitions. (1) Module definitions are used when describing information modules. An ASN.1 macro, MODULE-IDENTITY, is used to concisely convey the semantics of an information module. (2) Object definitions are used when describing managed objects. An ASN.1 macro, OBJECT-TYPE, is used to concisely convey the syntax and semantics of a managed object. (3) Notification definitions are used when describing unsolicited transmissions of management information. An ASN.1 macro, NOTIFICATION-TYPE, is used to concisely convey the syntax and semantics of a notification. Case, McCloghrie, Rose & Waldbusser [Page 3]
RFC 1441 Introduction to SNMPv2 April 1993 2.2. Textual Conventions When designing a MIB module, it is often useful to new define types similar to those defined in the SMI. In comparison to a type defined in the SMI, each of these new types has a different name, a similar syntax, but a more precise semantics. These newly defined types are termed textual conventions, and are used for the convenience of humans reading the MIB module. It is the purpose of the Textual Conventions for SNMPv2 document [7] to define the initial set of textual conventions available to all MIB modules. Objects defined using a textual convention are always encoded by means of the rules that define their primitive type. However, textual conventions often have special semantics associated with them. As such, an ASN.1 macro, TEXTUAL- CONVENTION, is used to concisely convey the syntax and semantics of a textual convention. 2.3. Protocol Operations The management protocol provides for the exchange of messages which convey management information between the agents and the management stations. The form of these messages is a message "wrapper" which encapsulates a Protocol Data Unit (PDU). The form and meaning of the "wrapper" is determined by an administrative framework which defines both authentication and authorization policies. It is the purpose of the Protocol Operations for SNMPv2 document [8] to define the operations of the protocol with respect to the sending and receiving of the PDUs. 2.4. Transport Mappings The management protocol, version 2 of the Simple Network Management Protocol, may be used over a variety of protocol suites. It is the purpose of the Transport Mappings for SNMPv2 document [9] to define how the SNMPv2 maps onto an initial set of transport domains. Other mappings may be defined in the future. Case, McCloghrie, Rose & Waldbusser [Page 4]
RFC 1441 Introduction to SNMPv2 April 1993 Although several mappings are defined, the mapping onto UDP is the preferred mapping. As such, to provide for the greatest level of interoperability, systems which choose to deploy other mappings should also provide for proxy service to the UDP mapping. 2.5. Protocol Instrumentation It is the purpose of the Management Information Base for SNMPv2 document [10] to define managed objects which describe the behavior of a SNMPv2 entity. The Manager-to-Manager MIB document [11] defines an initial set of managed objects which describe the behavior of a SNMPv2 entity which acts in a manager role. It is expected that extensions to this MIB will be defined in the future. 2.6. Administrative Framework It is the purpose of the Administrative Model for SNMPv2 document [12] to define the behavior of a SNMPv2 party - a conceptual, virtual execution context whose operation is restricted (for security or other purposes) to an administratively defined subset of all possible operations of a particular SNMPv2 entity. Associated with each SNMPv2 party is a single authentication protocol and a single privacy protocol. It is the purpose of the Security Protocols for SNMPv2 document [13] to define those protocols. The Party MIB for SNMPv2 document [14] defines managed objects which correspond to the properties associated with a SNMPv2 party. 2.7. Conformance Statements It may be useful to define the acceptable lower-bounds of implementation, along with the actual level of implementation achieved. It is the purpose of the Conformance Statements for SNMPv2 document [15] to define the notation used for these purposes. There are two kinds of notations: Case, McCloghrie, Rose & Waldbusser [Page 5]
RFC 1441 Introduction to SNMPv2 April 1993 (1) Compliance statements are used when describing requirements for agents with respect to object definitions. An ASN.1 macro, MODULE-COMPLIANCE, is used to concisely convey such requirements. (2) Capability statements are used when describing capabilities of agents with respect to object definitions. An ASN.1 macro, AGENT-CAPABILITIES, is used to concisely convey such capabilities. Finally, collections of related objects are grouped together to form a unit of conformance. An ASN.1 macro, OBJECT-GROUP, is used to concisely convey the syntax and semantics of a group. Case, McCloghrie, Rose & Waldbusser [Page 6]
RFC 1441 Introduction to SNMPv2 April 1993 3. Acknowledgements The SNMPv2 framework is based on the outstanding technical direction pioneered by the original authors of the SGMP: James R. (Chuck) Davin, of the MIT Laboratory for Computer Science, Mark S. Fedor, of Performance Systems International, Inc., Martin L. Schoffstall, also of PSI, and Jeffrey D. Case. Since the invention of the SGMP in 1987, many individuals have devoted much energy toward creating the unprecedented success of the Internet-standard Network Management Framework. As such, the list of people worthy of acknowledgement is too great to enumerate here. However, in retrospect, it seems clear that the concepts in the original architecture, as envisioned by Chuck Davin, have provided the basis for the success of the current framework. We hope that the SNMPv2 framework will be able to successfully build on this work. Finally, the comments of the SNMP version 2 working group are gratefully acknowledged: Beth Adams, Network Management Forum Steve Alexander, INTERACTIVE Systems Corporation David Arneson, Cabletron Systems Toshiya Asaba Fred Baker, ACC Jim Barnes, Xylogics, Inc. Brian Bataille Andy Bierman, SynOptics Communications, Inc. Uri Blumenthal, IBM Corporation Fred Bohle, Interlink Jack Brown Theodore Brunner, Bellcore Stephen F. Bush, GE Information Services Jeffrey D. Case, University of Tennessee, Knoxville John Chang, IBM Corporation Szusin Chen, Sun Microsystems Robert Ching Chris Chiotasso, Ungermann-Bass Bobby A. Clay, NASA/Boeing John Cooke, Chipcom Tracy Cox, Bellcore Juan Cruz, Datability, Inc. Case, McCloghrie, Rose & Waldbusser [Page 7]
RFC 1441 Introduction to SNMPv2 April 1993 David Cullerot, Cabletron Systems Cathy Cunningham, Microcom James R. (Chuck) Davin, Bellcore Michael Davis, Clearpoint Mike Davison, FiberCom Cynthia DellaTorre, MITRE Taso N. Devetzis, Bellcore Manual Diaz, DAVID Systems, Inc. Jon Dreyer, Sun Microsystems David Engel, Optical Data Systems Mike Erlinger, Lexcel Roger Fajman, NIH Daniel Fauvarque, Sun Microsystems Karen Frisa, CMU Shari Galitzer, MITRE Shawn Gallagher, Digital Equipment Corporation Richard Graveman, Bellcore Maria Greene, Xyplex, Inc. Michel Guittet, Apple Robert Gutierrez, NASA Bill Hagerty, Cabletron Systems Gary W. Haney, Martin Marietta Energy Systems Patrick Hanil, Nokia Telecommunications Matt Hecht, SNMP Research, Inc. Edward A. Heiner, Jr., Synernetics Inc. Susan E. Hicks, Martin Marietta Energy Systems Geral Holzhauer, Apple John Hopprich, DAVID Systems, Inc. Jeff Hughes, Hewlett-Packard Robin Iddon, Axon Networks, Inc. David Itusak Kevin M. Jackson, Concord Communications, Inc. Ole J. Jacobsen, Interop Company Ronald Jacoby, Silicon Graphics, Inc. Satish Joshi, SynOptics Communications, Inc. Frank Kastenholz, FTP Software Mark Kepke, Hewlett-Packard Ken Key, SNMP Research, Inc. Zbiginew Kielczewski, Eicon Jongyeoi Kim Andrew Knutsen, The Santa Cruz Operation Michael L. Kornegay, VisiSoft Deirdre C. Kostik, Bellcore Cheryl Krupczak, Georgia Tech Mark S. Lewis, Telebit Case, McCloghrie, Rose & Waldbusser [Page 8]
RFC 1441 Introduction to SNMPv2 April 1993 David Lin David Lindemulder, AT&T/NCR Ben Lisowski, Sprint David Liu, Bell-Northern Research John Lunny, The Wollongong Group Robert C. Lushbaugh Martin, Marietta Energy Systems Michael Luufer, BBN Carl Madison, Star-Tek, Inc. Keith McCloghrie, Hughes LAN Systems Evan McGinnis, 3Com Corporation Bill McKenzie, IBM Corporation Donna McMaster, SynOptics Communications, Inc. John Medicke, IBM Corporation Doug Miller, Telebit Dave Minnich, FiberCom Mohammad Mirhakkak, MITRE Rohit Mital, Protools George Mouradian, AT&T Bell Labs Patrick Mullaney, Cabletron Systems Dan Myers, 3Com Corporation Rina Nathaniel, Rad Network Devices Ltd. Hien V. Nguyen, Sprint Mo Nikain Tom Nisbet William B. Norton, MERIT Steve Onishi, Wellfleet Communications, Inc. David T. Perkins, SynOptics Communications, Inc. Carl Powell, BBN Ilan Raab, SynOptics Communications, Inc. Richard Ramons, AT&T Venkat D. Rangan, Metric Network Systems, Inc. Louise Reingold, Sprint Sam Roberts, Farallon Computing, Inc. Kary Robertson, Concord Communications, Inc. Dan Romascanu, Lannet Data Communications Ltd. Marshall T. Rose, Dover Beach Consulting, Inc. Shawn A. Routhier, Epilogue Technology Corporation Chris Rozman Asaf Rubissa, Fibronics Jon Saperia, Digital Equipment Corporation Michael Sapich Mike Scanlon, Interlan Sam Schaen, MITRE John Seligson, Ultra Network Technologies Paul A. Serice, Corporation for Open Systems Case, McCloghrie, Rose & Waldbusser [Page 9]
RFC 1441 Introduction to SNMPv2 April 1993 Chris Shaw, Banyan Systems Timon Sloane Robert Snyder, Cisco Systems Joo Young Song Roy Spitier, Sprint Einar Stefferud, Network Management Associates John Stephens, Cayman Systems, Inc. Robert L. Stewart, Xyplex, Inc. (chair) Kaj Tesink, Bellcore Dean Throop, Data General Ahmet Tuncay, France Telecom-CNET Maurice Turcotte, Racal Datacom Warren Vik, INTERACTIVE Systems Corporation Yannis Viniotis Steven L. Waldbusser, Carnegie Mellon Universitty Timothy M. Walden, ACC Alice Wang, Sun Microsystems James Watt, Newbridge Luanne Waul, Timeplex Donald E. Westlake III, Digital Equipment Corporation Gerry White Bert Wijnen, IBM Corporation Peter Wilson, 3Com Corporation Steven Wong, Digital Equipment Corporation Randy Worzella, IBM Corporation Daniel Woycke, MITRE Honda Wu Jeff Yarnell, Protools Chris Young, Cabletron Kiho Yum, 3Com Corporation Case, McCloghrie, Rose & Waldbusser [Page 10]
RFC 1441 Introduction to SNMPv2 April 1993 4. References [1] Rose, M., and McCloghrie, K., "Structure and Identification of Management Information for TCP/IP-based internets", STD 16, RFC 1155, May 1990. [2] Rose, M., and McCloghrie, K., "Concise MIB Definitions", STD 16, RFC 1212, March 1991. [3] Case, J., Fedor, M., Schoffstall, M., Davin, J., "Simple Network Management Protocol", STD 15, RFC 1157, SNMP Research, Performance Systems International, MIT Laboratory for Computer Science, May 1990. [4] Case, J., McCloghrie, K., Rose, M., and Waldbusser, S., "Coexistence between version 1 and version 2 of the Internet-standard Network Management Framework", RFC 1452, SNMP Research, Inc., Hughes LAN Systems, Dover Beach Consulting, Inc., Carnegie Mellon University, April 1993. [5] Information processing systems - Open Systems Interconnection - Specification of Abstract Syntax Notation One (ASN.1), International Organization for Standardization. International Standard 8824, (December, 1987). [6] Case, J., McCloghrie, K., Rose, M., and Waldbusser, S., "Structure of Management Information for version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1442, SNMP Research, Inc., Hughes LAN Systems, Dover Beach Consulting, Inc., Carnegie Mellon University, April 1993. [7] Case, J., McCloghrie, K., Rose, M., and Waldbusser, S., "Textual Conventions for version 2 of the the Simple Network Management Protocol (SNMPv2)", RFC 1443, SNMP Research, Inc., Hughes LAN Systems, Dover Beach Consulting, Inc., Carnegie Mellon University, April 1993. [8] Case, J., McCloghrie, K., Rose, M., and Waldbusser, S., "Protocol Operations for version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1448, SNMP Research, Inc., Hughes LAN Systems, Dover Beach Consulting, Inc., Carnegie Mellon University, April 1993. Case, McCloghrie, Rose & Waldbusser [Page 11]
RFC 1441 Introduction to SNMPv2 April 1993 [9] Case, J., McCloghrie, K., Rose, M., and Waldbusser, S., "Transport Mappings for version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1449, SNMP Research, Inc., Hughes LAN Systems, Dover Beach Consulting, Inc., Carnegie Mellon University, April 1993. [10] Case, J., McCloghrie, K., Rose, M., and Waldbusser, S., "Management Information Base for version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1450, SNMP Research, Inc., Hughes LAN Systems, Dover Beach Consulting, Inc., Carnegie Mellon University, April 1993. [11] Case, J., McCloghrie, K., Rose, M., and Waldbusser, S., "Manager-to-Manager Management Information Base", RFC 1451, SNMP Research, Inc., Hughes LAN Systems, Dover Beach Consulting, Inc., Carnegie Mellon University, April 1993. [12] Galvin, J., and McCloghrie, K., "Administrative Model for version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1445, Trusted Information Systems, Hughes LAN Systems, April 1993. [13] Galvin, J., and McCloghrie, K., "Security Protocols for version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1446, Trusted Information Systems, Hughes LAN Systems, April 1993. [14] McCloghrie, K., and Galvin, J., "Party MIB for version 2 of the Simple Network Management Protocol (SNMPv2)", RFC 1447, Hughes LAN Systems, Trusted Information Systems, April 1993. [15] Case, J., McCloghrie, K., Rose, M., and Waldbusser, S., "Conformance Statements for version 2 of the the Simple Network Management Protocol (SNMPv2)", RFC 1444, SNMP Research, Inc., Hughes LAN Systems, Dover Beach Consulting, Inc., Carnegie Mellon University, April 1993. Case, McCloghrie, Rose & Waldbusser [Page 12]
RFC 1441 Introduction to SNMPv2 April 1993 5. Security Considerations Security issues are not discussed in this memo. 6. Authors' Addresses Jeffrey D. Case SNMP Research, Inc. 3001 Kimberlin Heights Rd. Knoxville, TN 37920-9716 US Phone: +1 615 573 1434 Email: case@snmp.com Keith McCloghrie Hughes LAN Systems 1225 Charleston Road Mountain View, CA 94043 US Phone: +1 415 966 7934 Email: kzm@hls.com Marshall T. Rose Dover Beach Consulting, Inc. 420 Whisman Court Mountain View, CA 94043-2186 US Phone: +1 415 968 1052 Email: mrose@dbc.mtview.ca.us Steven Waldbusser Carnegie Mellon University 4910 Forbes Ave Pittsburgh, PA 15213 US Phone: +1 412 268 6628 Email: waldbusser@cmu.edu Case, McCloghrie, Rose & Waldbusser [Page 13]